The U.S. federal agency whose Congressional mandate is regulation of financial markets. Requires that publicly traded firms comply with SEC rules and regulations, including the registration of securities and filing of periodic reports disclosing financial data and other important information.
It created the Securities and Exchange Commission, and required the registration of stock exchanges, securities dealers, and traded securities
Liv Watson , Senior Director Strategic Customer Initiatives at Workiva and member of the IMA Technology Solutions Practices Committee gave us an alert yesterday from the International Organization of Securities Commissioners IOSCO Annual Conference in Lima, Peru that this SME Crowdfunding Rule would be finalized when Mary Jo White, Chair of the US Securities & Exchange Commission addressed delegates attending the global securities regulator/ stock exchange conference and spoke of the significance to the SME capital markets place and crowdfunding
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A quarterly financial report required by the U.S. Securities and Exchange Commission for all public corporations
Trading transactions of goods or services between entities through barter or an exchange of favors. Does not involve money or financial instruments
The current exchange rate between two rate currencies
The price of one country’s currency in terms of another country’s currency.
A system of trading and converting the currency of one nation into that of another. Can also refer to the financial instruments (e.g., currency, checks) used to settle international transactions. Also known as Forex or FX.
An annual financial report required by the U.S. Securities and Exchange Commission for all public corporations; contains more detailed information than the annual report
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